- "Any Client appointed by an issuer of a security to represent the issuer vis-à-vis the CSD; issuer agents may also be referred to in the Euroclear Contractual Documentation as main agents."
Euroclear glossary. 2008.
Look at other dictionaries:
issuer agent — Any Client appointed by an issuer of a security to represent the issuer vis à vis the CSD; issuer agents may also be referred to in the Euroclear Contractual Documentation as main agents. Euroclear Clearing and Settlement glossary … Financial and business terms
issuer — Corporation, governmental bodies, and other entities that issue and distribute securities. With respect to obligations on or defenses to investment securities issuer includes a person who: (a) places or authorizes the placing of his name on a… … Black's law dictionary
agent — A person authorized by another (principal) to act for or in place of him; one intrusted with another s business. Humphries v. Going, D.C.N.C., 59 F.R.D. 583, 587. One who represents and acts for another under the contract or relation of agency (q … Black's law dictionary
Agent — The decision maker in a principal agent relationship. The New York Times Financial Glossary * * * agent a‧gent [ˈeɪdʒnt] noun [countable] 1. COMMERCE JOBS a person or company that is paid by another person or company to represent them in… … Financial and business terms
agent — A party appointed to act on behalf of a principal entity or person. In context of project financing, refers to the bank in charge of administering the project financing. Bloomberg Financial Dictionary For the purpose of the Agent Service, an… … Financial and business terms
issuer — In general one who issues something. A person who places or authorizes the placing of his name on a security (otherwise than as authenticating trustee, registrar transfer agent, or the like) to evidence that it represents a share, participation,… … Ballentine's law dictionary
Agent — 1. An individual or firm that places securities transactions for clients. 2. A person licensed by a state to sell insurance. 3. A securities salesperson who represents a broker dealer or issuer when selling or trying to sell securities to the… … Investment dictionary
placement agent — USA An agent typically involved in a private placement of an issuer s securities. The role of the placement agent is to help structure the transaction and find potential investors that are willing and able to invest in the issuer. The placement… … Law dictionary
co-agent — An institution appointed by the issuer as co transfer agent accepts and transfers certificates and sends daily activity journals to the primary record keeping agent. A co agent does not maintain security holder records, but is used to facilitate… … Financial and business terms
Non-reporting issuer — Securities regulation in Canada is conducted by the various provincial securities commissions and self regulating organizations (“SRO”) such as the MFDA and IIROC. Securities are issued under the authority and oversight of these bodies with the… … Wikipedia